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Court Services Division Manual / Volume 6 - Civil Management Bureau (CMB) / Manual of Civil Procedure / 6-20/000.00 Writ of Execution (Money Judgment) / 6-20/500.00 Methods of Levy / 6-20/520.00 Seizure Levies on Specific Types of Property / 6-20/520.50 Securities

6-20/520.52 Issuer Defined


6-20/520.51 Securities Defined
6-20/520.53 Certificated Security

"Issuer" includes a person that does any of the following (COMM 8201):

  • Places its name on a security certificate to evidence a share, participation, or other interest in its property or in an enterprise, or to evidence its duty to perform an obligation represented by the certificate.
  • Creates a share, participation, or other interest in its property or in an enterprise, or undertakes an obligation, that is an uncertificated security.
  • Directly or indirectly creates a fractional interest in its rights or property, if the fractional interest is represented by a security certificate.
  • Becomes responsible for another person described as an issuer in this section.